Form C-TR

Form C-TR

Your company qualifies to file a Form C-TR if you meet one of the following exemptions. • (1) the issuer is required to file reports under Exchange Act Sections 13(a) or 15(d); • (2) the issuer has filed at least one annual report and has fewer than 300 holders of record; • (3) the issuer has filed at least three annual reports and has total assets that do not exceed $10 million; • (4) the issuer or another party purchases or repurchases all of the securities issued pursuant to Regulation Crowdfunding, including any payment in full of debt securities or any complete redemption of redeemable securities; or • (5) the issuer liquidates or dissolves in accordance with state law. The Form C-TR terminates your filing requirement to the SEC if you had a successful crowdfunding campaign.

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